EQS-PVR: IMMOFINANZ AG: Release according to Article 135, Section 2 BörseG with the objective of Europe-wide distribution

EQS Voting Rights Announcement: IMMOFINANZ AG
IMMOFINANZ AG: Release according to Article 135, Section 2 BörseG with the
objective of Europe-wide distribution

14.07.2023 / 12:30 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

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Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018

 

London,  13.7.2023

 

Overview

 

1. Issuer: IMMOFINANZ AG

2. Reason for the notification: Other

3. Person subject to notification obligation
Klaus Umek

4. Name of shareholder(s): Klaus Umek, Petrus Advisers Investments Fund
L.P.

5. Date on which the threshold was crossed or reached: 6.7.2023

 

6. Total positions

    % of voting rights    
% of voting through   Total number
rights financial/other Total of voting
attached to instruments (7.B.1 + of both rights of
shares (7.A) 7.B.2) in % issuer
(7.A +
7.B)
Resulting situation        
on the date on 1,11 % 3,21 % 4,32 % 138 669 711
which threshold was
crossed / reached
Position of        
previous 1,15 % 3,93 % 5,08 %
notification (if
applicable)

 

 

Details

7. Notified details of the resulting situation:

 

A: Voting rights attached to shares
ISIN Code Number of voting rights % of voting rights
Direct Indirect Direct Indirect
(Sec 130 BörseG (Sec 133 BörseG (Sec 130 (Sec 133
2018) 2018) BörseG 2018) BörseG
2018)
AT0000A21KS2 243 000 1 293 606 0,18 % 0,93 %
SUBTOTAL A 1 536 606 1,11 %

 

 

B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1
BörseG 2018
Type of Expiration Date Exercise Number of voting % of
instrument Period rights that may be voting
acquired if the rights
instrument is
exercised
Call Option July 2023 – Anytime 4 450 000 3,21 %
March 2024
    SUBTOTAL B.1 4 450 000 3,21 %

 

 

B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2
BörseG 2018
Type of Expiration Exercise Physical / Number % of
instrument Date Period Cash of voting
Settlement voting rights
rights
           
      SUBTOTAL B.2    

 

 

8. Information in relation to the person subject to the notification
obligation:

☐ Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer.

☒ Full chain of controlled undertakings through which the voting rights
and/or the financial/other instruments are effectively held starting with
the ultimate controlling natural person or legal entity:

Directly Shares held Financial/other Total
No. Name controlled by  directly instruments held of both
No. (%)  directly (%) (%)
1 Klaus Umek        
2 Petrus Advisers 1      
Ltd.
Petrus Advisers
3 Investments General 2      
Partner Inc.
Petrus Advisers
4 Investments Fund 3      
L.P.
           

 

 

9. In case of proxy voting

Date of general meeting: –

Voting rights after general meeting: – is equivalent to – voting rights.

 

10. Sonstige Kommentare:

The present notification is made to correct the notification of 11 July
2023:

 

In the notification of 11 July 2023, voting rights from 205,716 shares and
from 1,200,000 long call options held by UI Petrus Advisers Special
Situations Fund were attributed to Klaus Umek / Petrus Advisers Ltd. for
the purposes of the disclosure in items 7.A and 7.B.1. As stated in item
10 of the aforementioned notification, this attribution was made in order
to create the greatest possible transparency (Klaus Umek / Petrus Advisers
Ltd. can only issue recommendations on the exercise of the voting rights
concerned but cannot otherwise exercise any further influence). 

 

As from today, Klaus Umek / Petrus Advisers Ltd. will no longer attribute
shares / financial instruments held by UI Petrus Advisers Special
Situations Fund for the purpose of major shareholder notifications.

 

Consequently, also in the present notification, the voting rights from the
205,716 shares and from the 1,200,000 long call options held by UI Petrus
Advisers Special Situations Fund on 6 July 2023 are no longer included in
section 7.A and section 7.B.1.

 

 

 London am  13.7.2023

 

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14.07.2023 CET/CEST

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Language: English
Company: IMMOFINANZ AG
Wienerbergstraße 9
1100 Vienna
Austria
Internet: http://www.immofinanz.com

 
End of News EQS News Service

1680683  14.07.2023 CET/CEST

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